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Texas Statutes (Last Updated: January 4, 2014) |
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BUSINESS AND COMMERCE CODE |
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Title 1. UNIFORM COMMERCIAL CODE |
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Chapter 8. INVESTMENT SECURITIES |
| Subchapter A. SHORT TITLE AND GENERAL MATTERS |
| § 8.101. SHORT TITLE |
| § 8.102. DEFINITIONS |
| § 8.103. RULES FOR DETERMINING WHETHER CERTAIN OBLIGATIONS AND INTERESTS ARE SECURITIES OR FINANCIAL ASSETS |
| § 8.104. ACQUISITION OF SECURITY OR FINANCIAL ASSET OR INTEREST THEREIN |
| § 8.105. NOTICE OF ADVERSE CLAIM |
| § 8.106. CONTROL |
| § 8.107. WHETHER INDORSEMENT, INSTRUCTION, OR ENTITLEMENT ORDER IS EFFECTIVE |
| § 8.108. WARRANTIES IN DIRECT HOLDING |
| § 8.109. WARRANTIES IN INDIRECT HOLDING |
| § 8.110. APPLICABILITY; CHOICE OF LAW |
| § 8.111. CLEARING CORPORATION RULES |
| § 8.112. CREDITOR'S LEGAL PROCESS |
| § 8.113. STATUTE OF FRAUDS INAPPLICABLE |
| § 8.114. EVIDENTIARY RULES CONCERNING CERTIFICATED SECURITIES |
| § 8.115. SECURITIES INTERMEDIARY AND OTHERS NOT LIABLE TO ADVERSE CLAIMANT |
| § 8.116. SECURITIES INTERMEDIARY AS PURCHASER FOR VALUE |
| Subchapter B. ISSUE AND ISSUER |
| § 8.201. ISSUER |
| § 8.202. ISSUER'S RESPONSIBILITY AND DEFENSES; NOTICE OF DEFECT OR DEFENSE |
| § 8.203. STALENESS AS NOTICE OF DEFECT OR DEFENSE |
| § 8.204. EFFECT OF ISSUER'S RESTRICTION ON TRANSFER |
| § 8.205. EFFECT OF UNAUTHORIZED SIGNATURE ON SECURITY CERTIFICATE |
| § 8.206. COMPLETION OR ALTERATION OF SECURITY CERTIFICATE |
| § 8.207. RIGHTS AND DUTIES OF ISSUER WITH RESPECT TO REGISTERED OWNERS |
| § 8.208. EFFECT OF SIGNATURE OF AUTHENTICATING TRUSTEE, REGISTRAR, OR TRANSFER AGENT |
| § 8.209. ISSUER'S LIEN |
| § 8.210. OVERISSUE |
| Subchapter C. TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES |
| § 8.301. DELIVERY |
| § 8.302. RIGHTS OF PURCHASER |
| § 8.303. PROTECTED PURCHASER |
| § 8.304. INDORSEMENT |
| § 8.305. INSTRUCTION |
| § 8.306. EFFECT OF GUARANTEEING SIGNATURE, INDORSEMENT, OR INSTRUCTION |
| § 8.307. PURCHASER'S RIGHT TO REQUISITES FOR REGISTRATION OF TRANSFER |
| Subchapter D. REGISTRATION |
| § 8.401. DUTY OF ISSUER TO REGISTER TRANSFER |
| § 8.402. ASSURANCE THAT INDORSEMENT OR INSTRUCTION IS EFFECTIVE |
| § 8.403. DEMAND THAT ISSUER NOT REGISTER TRANSFER |
| § 8.404. WRONGFUL REGISTRATION |
| § 8.405. REPLACEMENT OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE |
| § 8.406. OBLIGATION TO NOTIFY ISSUER OF LOST, DESTROYED, OR WRONGFULLY TAKEN SECURITY CERTIFICATE |
| § 8.407. AUTHENTICATING TRUSTEE, TRANSFER AGENT, AND REGISTRAR |
| Subchapter E. SECURITY ENTITLEMENTS |
| § 8.501. SECURITIES ACCOUNT; ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY |
| § 8.502. ASSERTION OF ADVERSE CLAIM AGAINST ENTITLEMENT HOLDER |
| § 8.503. PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET HELD BY SECURITIES INTERMEDIARY |
| § 8.504. DUTY OF SECURITIES INTERMEDIARY TO MAINTAIN FINANCIAL ASSET |
| § 8.505. DUTY OF SECURITIES INTERMEDIARY WITH RESPECT TO PAYMENTS AND DISTRIBUTIONS |
| § 8.506. DUTY OF SECURITIES INTERMEDIARY TO EXERCISE RIGHTS AS DIRECTED BY ENTITLEMENT HOLDER |
| § 8.507. DUTY OF SECURITIES INTERMEDIARY TO COMPLY WITH ENTITLEMENT ORDER |
| § 8.508. DUTY OF SECURITIES INTERMEDIARY TO CHANGE ENTITLEMENT HOLDER'S POSITION TO OTHER FORM OF SECURITY HOLDING |
| § 8.509. SPECIFICATION OF DUTIES OF SECURITIES INTERMEDIARY BY OTHER STATUTE OR REGULATION; MANNER OF PERFORMANCE OF DUTIES OF SECURITIES INTERMEDIARY AND EXERCISE OF RIGHTS OF ENTITLEMENT HOLDER |
| § 8.510. RIGHTS OF PURCHASER OF SECURITY ENTITLEMENT FROM ENTITLEMENT HOLDER |
| § 8.511. PRIORITY AMONG SECURITY INTERESTS AND ENTITLEMENT HOLDERS |