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Texas Statutes (Last Updated: January 4, 2014) |
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VERNON'S CIVIL STATUTES |
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Title 19. BLUE SKY LAW--SECURITIES |
| Art. 581-1. SHORT TITLE OF ACT |
| Art. 581-2. CREATING THE STATE SECURITIES BOARD AND PROVIDING FOR APPOINTMENT OF SECURITIES COMMISSIONER |
| Art. 581-2-1. CONFLICT OF INTEREST |
| Art. 581-2-2. INFORMATION ABOUT STANDARDS OF CONDUCT |
| Art. 581-2-3. TRAINING |
| Art. 581-2-4. DIVISION OF POLICY AND MANAGEMENT RESPONSIBILITIES |
| Art. 581-2-5. PUBLIC TESTIMONY |
| Art. 581-2-6. COMPLAINTS INFORMATION |
| Art. 581-2-7. EQUAL EMPLOYMENT OPPORTUNITY POLICY STATEMENT |
| Art. 581-3. ADMINISTRATION AND ENFORCEMENT BY THE SECURITIES COMMISSIONER AND THE ATTORNEY GENERAL AND LOCAL LAW ENFORCEMENT OFFICIALS |
| Art. 581-3-1. NONEXCLUSIVITY OF MEANS OF ENFORCEMENT |
| Art. 581-4. DEFINITIONS |
| Art. 581-5. EXEMPT TRANSACTIONS |
| Art. 581-6. EXEMPT SECURITIES |
| Art. 581-7. PERMIT OR REGISTRATION FOR ISSUE BY COMMISSIONER; INFORMATION FOR ISSUANCE OF PERMIT OR REGISTRATION |
| Art. 581-8. CONSENT TO SERVICE |
| Art. 581-9. PROTECTION TO PURCHASERS OF SECURITIES |
| Art. 581-10. EXAMINATION OF APPLICATION; PERMIT |
| Art. 581-10-1. PURPOSES |
| Art. 581-11. PAPERS FILED WITH COMMISSIONER; RECORDS OPEN TO INSPECTION |
| Art. 581-12. REGISTRATION OF PERSONS SELLING SECURITIES OR RENDERING INVESTMENT ADVICE |
| Art. 581-12-1. NOTICE FILING FOR FEDERAL COVERED INVESTMENT ADVISERS AND REPRESENTATIVES OF FEDERAL COVERED INVESTMENT ADVISERS |
| Art. 581-13. METHOD AND CONDITION OF REGISTRATION REQUIRED FOR DEALER, AGENT, INVESTMENT ADVISER, OR INVESTMENT ADVISER REPRESENTATIVE |
| Art. 581-13-1. INSPECTION |
| Art. 581-14. DENIAL, SUSPENSION OR REVOCATION OF REGISTRATION AS DEALER, AGENT, INVESTMENT ADVISER, OR INVESTMENT ADVISER REPRESENTATIVE |
| Art. 581-15. ISSUANCE OF REGISTRATION CERTIFICATES TO DEALERS AND INVESTMENT ADVISERS |
| Art. 581-17. FORM OF CERTIFICATES TO DEALERS AND INVESTMENT ADVISERS |
| Art. 581-18. REGISTRATION OF AGENTS OF DEALERS OR OF REPRESENTATIVES OF INVESTMENT ADVISERS |
| Art. 581-19. ANNUAL REGISTRATION; RENEWALS |
| Art. 581-20. DISPLAY OR ADVERTISEMENT OF FACT OF REGISTRATION UNLAWFUL |
| Art. 581-21. POSTING REGISTRATION CERTIFICATES |
| Art. 581-22. REGULATION OF OFFERS |
| Art. 581-23. CEASE AND DESIST ORDERS; CEASE PUBLICATION ORDERS; LIST OF SECURITIES OFFERED |
| Art. 581-23-1. ASSESSMENT OF ADMINISTRATIVE FINES |
| Art. 581-23-2. EMERGENCY CEASE AND DESIST ORDER |
| Art. 581-24. HEARINGS UPON EXCEPTION TO ACTIONS OF COMMISSIONER |
| Art. 581-25. REVOCATION OF REGISTRATION OF ANY DEALER, AGENT, INVESTMENT ADVISER, OR INVESTMENT ADVISER REPRESENTATIVE |
| Art. 581-25-1. RECEIVERSHIPS OF PERSONS OR ASSETS |
| Art. 581-26. NOTICES BY REGISTERED MAIL |
| Art. 581-27. JUDICIAL REVIEW |
| Art. 581-28. INVESTIGATIONS, INVESTIGATORY MATERIALS, AND REGISTRATION RELATED MATERIALS |
| Art. 581-28-1. ADOPTION OF RULES AND REGULATIONS |
| Art. 581-29. PENAL PROVISIONS |
| Art. 581-29-1. LIMITATION |
| Art. 581-29-2. AGGREGATION OF AMOUNTS INVOLVED IN SECURITIES FRAUD |
| Art. 581-29-3. CRIMINAL RESPONSIBILITY OF CORPORATION OR ASSOCIATION |
| Art. 581-30. CERTIFIED COPIES OF PAPERS FILED WITH COMMISSIONER AS EVIDENCE |
| Art. 581-31. CONSTRUCTION |
| Art. 581-32. INJUNCTIONS, RESTITUTION, AND CIVIL PENALTIES |
| Art. 581-33. CIVIL LIABILITY WITH RESPECT TO ISSUANCE OR SALE OF A SECURITY |
| Art. 581-33-1. CIVIL LIABILITY OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES |
| Art. 581-33-2. STAY OF RECOGNITION OR ENFORCEMENT OF FOREIGN COUNTRY JUDGMENT |
| Art. 581-34. ACTIONS FOR COMMISSION; ALLEGATIONS AND PROOF OF COMPLIANCE |
| Art. 581-35. FEES |
| Art. 581-35-1. FEES FOR SALES OF EXCESS SECURITIES |
| Art. 581-35-2. FEES FOR SALES OF UNREGISTERED SECURITIES |
| Art. 581-36. DEPOSIT TO GENERAL REVENUE FUND |
| Art. 581-37. PLEADING EXEMPTIONS |
| Art. 581-38. PARTIAL INVALIDITY; SEVERABILITY |
| Art. 581-39. REPEAL OF SECURITIES ACT AND INSURANCE SECURITIES ACT NOW IN EFFECT; SAVING CLAUSE AS TO PENDING PROCEEDINGS |
| Art. 581-41. INCREASE IN FEES |
| Art. 581-42. REDUCED FEES |
| Art. 581-43. INVESTOR EDUCATION |